Access the comprehensive database of SRO domains. From FINRA to NFA, discover verified websites of self-regulatory organizations that oversee securities and derivatives markets.
Navigate the self-regulatory landscape with comprehensive data on FINRA, NFA, and industry SROs.
Self-regulatory organizations like FINRA and NFA regulate their member firms under oversight from federal regulators. Our database provides access to broker-dealer regulation resources, futures industry oversight, exchange rule books, and professional licensing systems.
Whether you're researching BrokerCheck records, tracking NFA compliance requirements, or analyzing exchange trading rules, our database delivers intelligence on the SRO ecosystem.
"FINRA regulates over 3,400 brokerage firms and 625,000 registered representatives, while NFA oversees 4,100 member firms in the derivatives industry."
-- FINRA & NFA Annual Reports, 2024Comprehensive coverage of the self-regulatory ecosystem.
Broker-dealer oversight
Futures regulation
NYSE, NASDAQ rules
Representative lookup
Series exams
Dispute resolution
Get instant access to 340+ self-regulatory organization domains with comprehensive enrichment data.
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