Access the comprehensive database of Volcker Rule compliance and implementation resources. Track proprietary trading restrictions, covered fund regulations, and regulatory guidance from federal banking agencies.
Navigate proprietary trading restrictions with comprehensive implementation guidance and regulatory resources.
Section 619 of the Dodd-Frank Act, the Volcker Rule, prohibits banks from proprietary trading and certain covered fund activities. Our database provides access to regulatory guidance, compliance frameworks, exemption analyses, and enforcement resources from all five implementing agencies. For the broader reform context, see our Dodd-Frank Act Resources dataset. Also explore SEC resources.
Whether you're researching market-making exemptions, covered fund definitions, or the 2020 rule simplifications, our database delivers intelligence on Volcker Rule compliance.
"The Volcker Rule is implemented by five federal agencies and prohibits banking entities from engaging in short-term proprietary trading or sponsoring hedge funds and private equity funds."
-- Federal Reserve Board, 2024Comprehensive coverage of proprietary trading compliance resources.
Prop trading prohibitions. See also CFTC and Derivatives.
Hedge fund & PE rules
Market-making, hedging. Related to Federal Reserve System guidance.
Internal controls. For more see FDIC and OCC.
Violations & penalties
2020 simplifications
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